WHAT INSPIRES YOU, INSPIRES US.

Ann L. Rockswold, CRCM, CBAP

Principal

Ann L. Rockswold

I enjoy working with so many community bankers. Every day is a new and exciting adventure as we work through the challenges of the ever-changing bank regulatory landscape.

OVERVIEW

Ann works with financial institutions to set up and monitor all aspects of their regulatory compliance programs, including Truth in Lending, Truth in Savings, Electronic Funds Transfer Act, Equal Credit Opportunity Act, Bank Secrecy/Anti Money Laundering, Fair Credit Reporting Act and Privacy of Consumer Financial Information (GLBA). Ann also works closely with federal banking regulators to assist financial institutions with the examination process.

When working with Ann, you can expect personalized service. She will get to know your specific needs and provide solutions to meet regulatory challenges. Ann's professional knowledge and experience often leads to long-term working relationships with clients.

Outside of her professional life, Ann loves to read. When she's not enjoying a good book, she is a hockey mom, watching her son's games in person and NHL games on TV. Ann's family spends as much time at the lake as they can in the summer. Every year, Ann says she's getting too old to water ski, but every year, she does it again. Ann enjoys taking her kids on travels, where they can learn from museums or historical sites, or just relax on the beach.

QUALIFICATIONS

Memberships

  • Dakota School of Banking – Former School Director
  • Leadership Fargo Graduate

Designations/Licensures

  • Certified Regulator Compliance Manager
  • Certified BSA\/AML Professional

Education

  • Bachelor of Science, Management – University of Mary, Fargo, North Dakota
  • American Bankers Association Compliance School
  • General Banking Diploma – North Dakota School of Banking
  • More than 80 continuing education hours annually, including Bank Secrecy Act-Anti Money Laundering, Truth in Lending, Fair Credit Reporting and other items relating to regulatory compliance
  • Eide Bailly Leadership Training Program

KNOWLEDGE

Client Work

  • Provides solutions for maintaining a strong compliance management program. Whether setting up controls for day-to-day programs or addressing corrective action when institutions are faced with a negative outcome on an examination, Ann identifies solutions and sets up a process to ensure success.

COMMUNITY

COMMUNITY

Community Involvement

  • School Activities Volunteer
  • Church Volunteer