Regulatory Consulting


A proactive approach can bring confidence into your compliance efforts.

A proactive approach can bring confidence into your compliance efforts.

Your regulatory burden is time-consuming and unavoidable. A constantly shifting landscape of compliance is the new standard for the industry. Having a team that can provide timely, attentive expertise and resources for compliance can ease the strain of those duties and help you keep your focus on growing your business.


Our specialized compliance professionals bring in-depth knowledge and real-world experience to help take the pressure off your staff. We stay up-to-speed on the latest compliance developments and help you create programs that are proactive. We'll provide the resources and training you need to have confidence you are staying in compliance.

Latest Insights

January 22, 2021
Phishing scams continue to be a common cyberattack, and they also continue to evolve and become more sophisticated. We breakdown how a successful one can impact your organization and what you can do to help prevent them.
January 20, 2021
Recorded Webinar
New Paycheck Protection Program (“PPP”) legislation is enacted. This legislation introduces material changes to the PPP for existing borrowers, including new forgiveness parameters, as well as additional funding for existing and first-time …
January 12, 2021
Many organizations negotiated lease concessions during the pandemic, and the Financial Accounting Standards Board (FASB) now has guidance related to the proper treatment of these concessions.
January 11, 2021
On December 27, 2020, President Trump signed the Consolidated Appropriations Act of 2021 (CAA) into law. Aspects of this act may provide some additional opportunities to banks and bankers.
January 8, 2021
The second draw PPP loans are here. Here’s what you’ll need to consider for compliance and loan forgiveness.
December 29, 2020
The COVID relief legislation, signed into law on December 27, 2020, includes an extension and enhancements to the Employee Retention Credit (ERC) along with technical corrections.


Gary W. Smith
Gary W. Smith
Partner-in-Charge of Financial Institutions
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